Personnel Hong Kong SFC License Details (ID 72051)

Personnel Hong Kong SFC License Details (ID 72051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUBON SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-02	2022-03-01
QMIS Securities Limited	Rep	Dealing in securities	2018-09-21	2019-05-22
FUBON SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2016-01-21	2017-07-16
	Rep	Dealing in securities	2016-01-21	2017-07-16
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2012-06-08	2015-07-29
	Rep	Dealing in securities	2011-05-23	2015-07-29
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2010-03-26	2011-05-04