Personnel Hong Kong SFC License Details (ID 72069)

Personnel Hong Kong SFC License Details (ID 72069)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2017-08-28	2026-07-23
	Rep	Asset management	2014-07-02	2026-07-23
CAPITAL RESEARCH COMPANY	Rep	Asset management	2008-08-27	2014-07-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2003-10-16	2007-02-02
	Rep	Dealing in securities	2003-10-16	2007-02-02
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-08
	Rep	Advising on securities	-	2003-10-08
	Rep	Asset management	-	2003-10-08
	Rep	Providing automated trading services	-	2003-10-08
	Rep	Dealing in securities	-	2007-02-02