Personnel SFC Licences and HKMA Registrations (ID 72077)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Asset management	2014-07-02	-
CAPITAL RESEARCH COMPANY	Rep	Asset management	2010-07-23	2014-07-02
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-04-26	2010-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.