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Nocom, Philip Colbert Lim Hong Kong SFC License Details (ID 72077)
Nocom, Philip Colbert Lim
SFC ID:
ANH048
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Capital International, Inc.
Rep
Asset management
2014-07-02
-
CAPITAL RESEARCH COMPANY
Rep
Asset management
2010-07-23
2014-07-02
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2006-04-26
2010-06-14