| Tongfang Securities Limited | RO | Dealing in securities | 2022-04-04 | 2022-10-30 |
| Rep | Dealing in securities | 2019-05-06 | 2022-04-04 |
| Rep | Asset management | 2019-05-06 | 2022-10-30 |
| M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-04-19 | 2016-07-07 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-29 | 2016-03-28 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-29 | 2016-03-28 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-07-16 | 2014-11-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-16 | 2014-11-19 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-12-27 | 2013-03-24 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-12-27 | 2013-03-24 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-03-28 | 2012-07-18 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2011-03-28 | 2012-07-18 |
| Rep | Asset management | 2011-03-28 | 2012-07-18 |
| Rep | Dealing in securities | 2011-03-28 | 2012-07-18 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-03-28 | 2012-07-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-28 | 2012-07-18 |