Personnel Hong Kong SFC License Details (ID 72096)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HK CAI FU JU ASSET MANAGEMENT LIMITED	RO	Asset management	2026-07-08	2026-07-23
	Rep	Asset management	2026-02-25	2026-07-08
	Rep	Asset management	2025-09-23	2026-01-11
Glory Profit Capital Limited	RO	Advising on securities	2019-12-16	2025-04-30
	RO	Asset management	2019-12-16	2025-04-30
	RO	Dealing in securities	2019-12-16	2025-04-30
RuiLian Financial Group Company Limited	RO	Advising on securities	2017-01-23	2019-03-31
	RO	Asset management	2017-01-23	2019-03-31
	RO	Dealing in securities	2017-01-23	2019-03-31
CASH Wealth Management Limited	RO	Advising on securities	2015-08-06	2016-03-14
	RO	Asset management	2015-08-06	2016-03-14
	RO	Dealing in securities	2015-08-06	2016-03-14
	Rep	Advising on securities	2014-12-04	2015-08-06
	Rep	Asset management	2014-12-04	2015-08-06
	Rep	Dealing in securities	2014-12-04	2015-08-06
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2014-12-04	2016-03-14
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-09-26	2014-09-28
	Rep	Asset management	2013-09-26	2014-09-28
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-09-26	2014-09-28
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2011-08-05	2013-08-28
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-21	2013-08-28
CASH Wealth Management Limited	Rep	Advising on securities	2009-04-14	2013-08-28
	Rep	Asset management	2009-04-14	2013-08-28
Broadway Wealth Management Limited	Rep	Advising on securities	2009-03-03	2009-03-12
	Rep	Asset management	2009-03-03	2009-03-12
Lion Global Financial Limited	Rep	Asset management	2007-09-11	2008-12-31
	Rep	Advising on securities	2003-08-05	2008-12-31