| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Dealing in securities | 2020-08-27 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2020-08-27 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-02 | 2020-08-27 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-02 | 2020-08-27 |
| CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-02-10 | 2020-02-08 |
| CASH Wealth Management Limited | RO | Asset management | 2013-10-02 | 2020-02-08 |
| RO | Dealing in securities | 2011-09-12 | 2020-02-08 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-08-31 | 2014-02-10 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-31 | 2020-02-08 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-31 | 2020-02-08 |
| Quam Securities Limited | Rep | Asset management | 2009-10-15 | 2010-08-21 |
| Rep | Dealing in futures contracts | 2008-01-09 | 2010-08-21 |
| Rep | Dealing in securities | 2008-01-09 | 2010-08-21 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-11 | 2007-11-12 |
| Rep | Dealing in securities | 2007-10-11 | 2007-11-12 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2004-10-26 | 2007-10-02 |
| QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-10-10 | 2006-01-31 |
| Quam Securities Limited | Rep | Dealing in securities | 2003-10-10 | 2007-10-02 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-15 |
| Rep | Asset management | 2003-04-01 | 2003-07-15 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-15 |
| Rep | Dealing in securities | 2003-04-01 | 2003-07-15 |