| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-01-06 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-14 | - |
| CASH Wealth Management Limited | Rep | Advising on securities | 2009-03-27 | 2011-10-31 |
| Rep | Asset management | 2009-03-27 | 2011-10-31 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-06-10 | 2011-10-31 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-18 | 2011-10-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-03 |
| Rep | Asset management | 2003-04-01 | 2004-03-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2011-10-31 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-03-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2011-10-31 |