| Azure Tide Capital Limited | RO | Advising on securities | 2025-11-26 | - |
| RO | Asset management | 2025-11-26 | - |
| RO | Dealing in securities | 2025-11-26 | - |
| Sino Partner International Securities Limited | RO | Advising on securities | 2024-06-24 | 2025-11-16 |
| RO | Asset management | 2024-06-24 | 2025-11-16 |
| RO | Dealing in securities | 2024-06-24 | 2025-11-16 |
| SunRiver International Securities Group Limited | RO | Advising on securities | 2021-01-05 | 2023-10-09 |
| RO | Asset management | 2021-01-05 | 2023-10-09 |
| RO | Dealing in securities | 2021-01-05 | 2023-10-09 |
| Alpha Win Capital Limited | RO | Advising on securities | 2020-03-02 | 2020-11-21 |
| RO | Asset management | 2020-03-02 | 2020-11-21 |
| RO | Dealing in securities | 2019-03-06 | 2020-11-21 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2016-12-23 | 2019-01-13 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-02-10 | 2019-01-13 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-10-04 | 2019-01-13 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-04 | 2019-01-13 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-04-01 | 2004-09-28 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-09 |
| Rep | Asset management | 2003-04-01 | 2004-01-09 |
| Rep | Dealing in securities | 2003-04-01 | 2004-09-28 |