Personnel SFC Licences and HKMA Registrations (ID 72111)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-01-06	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-11-23	-
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-01-28	2011-10-26
CELESTIAL SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2004-03-18	2011-10-26
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-15
	Rep	Asset management	2003-04-01	2004-03-15
	Rep	Dealing in futures contracts	2003-04-01	2011-10-26
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2011-10-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.