| CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2025-03-13 | - |
| RO | Asset management | 2025-03-13 | - |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2025-03-13 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2025-03-13 | - |
| RO | Dealing in securities | 2025-03-13 | - |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2025-03-06 | 2025-03-13 |
| Rep | Asset management | 2025-03-06 | 2025-03-13 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-03-06 | 2025-03-13 |
| Rep | Dealing in securities | 2025-03-06 | 2025-03-13 |
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | RO | Advising on securities | 2024-06-06 | 2025-01-10 |
| RO | Asset management | 2024-06-06 | 2025-01-10 |
| RO | Dealing in securities | 2024-02-14 | 2025-01-10 |
| Rep | Advising on securities | 2023-11-08 | 2024-06-06 |
| Rep | Asset management | 2023-11-08 | 2024-06-06 |
| CASH Wealth Management Limited | RO | Advising on securities | 2023-06-30 | 2023-10-31 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2023-01-06 | 2023-10-31 |
| CASH Wealth Management Limited | RO | Dealing in securities | 2021-09-20 | 2023-10-31 |
| Rep | Advising on securities | 2021-02-18 | 2023-06-30 |
| CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-12-21 | 2023-10-31 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2020-12-21 | 2021-09-30 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2020-12-21 | 2023-10-31 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2017-12-08 | 2018-01-18 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-12-08 | 2018-01-18 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-08 | 2018-01-18 |
| CASH Wealth Management Limited | Rep | Asset management | 2017-07-12 | 2018-01-18 |
| CASH Algo Finance Group Limited | Rep | Asset management | 2016-11-10 | 2017-06-30 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2009-03-07 | 2016-10-21 |
| Rep | Asset management | 2009-03-07 | 2016-10-21 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2011-10-30 |
| Rep | Providing automated trading services | 2003-08-21 | 2004-02-19 |
| Rep | Dealing in securities | 2003-08-21 | 2016-10-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-21 |
| Rep | Asset management | 2003-04-01 | 2003-08-21 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2016-10-21 |
| CELESTIAL SECURITIES LIMITED | RO | Providing automated trading services | 2003-04-01 | 2003-08-21 |
| RO | Dealing in securities | 2003-04-01 | 2003-08-21 |