Personnel SFC Licences and HKMA Registrations (ID 72119)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2022-10-20	-
	Rep	Dealing in securities	2022-10-20	-
CASH Wealth Management Limited	Rep	Advising on securities	2011-08-15	2020-05-08
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2007-05-30	2011-07-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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