| CASH Wealth Management Limited | Rep | Asset management | 2017-01-23 | 2019-03-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-14 | 2019-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-14 | 2019-03-01 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2011-06-13 | 2019-03-01 |
| Rep | Dealing in securities | 2011-06-13 | 2019-03-01 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-28 | 2011-05-14 |
| Rep | Dealing in securities | 2011-01-28 | 2011-05-14 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-10-16 | 2010-08-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-06-07 | 2010-08-05 |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2005-09-05 | 2006-03-16 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2004-10-07 | 2005-08-19 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2003-09-22 | 2004-05-31 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-06-28 |
| Rep | Advising on securities | - | 2003-06-28 |
| Rep | Asset management | - | 2003-06-28 |
| Rep | Dealing in securities | - | 2003-06-28 |
| TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | - | 2003-06-28 |
| Rep | Advising on securities | - | 2003-06-28 |
| Rep | Asset management | - | 2003-06-28 |
| Rep | Dealing in securities | - | 2003-06-28 |