| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZH SECURITIES LIMITED | RO | Advising on securities | 2025-07-22 | - |
| RO | Asset management | 2025-07-22 | - | |
| RO | Dealing in securities | 2025-07-22 | - | |
| 3KYES SECURITIES LIMITED | RO | Advising on securities | 2023-10-16 | 2025-06-30 |
| RO | Asset management | 2023-10-16 | 2025-06-30 | |
| RO | Dealing in securities | 2023-10-16 | 2025-06-30 | |
| Pando Finance Limited | RO | Advising on securities | 2023-01-19 | 2023-08-25 |
| RO | Asset management | 2023-01-19 | 2023-08-25 | |
| RO | Dealing in securities | 2023-01-19 | 2023-08-25 | |
| Rep | Advising on securities | 2022-12-02 | 2023-01-19 | |
| Rep | Asset management | 2022-12-02 | 2023-01-19 | |
| Rep | Dealing in securities | 2022-12-02 | 2023-01-19 | |
| AA Investment Management Limited | RO | Advising on securities | 2021-04-27 | 2022-09-02 |
| RO | Asset management | 2021-04-27 | 2022-09-02 | |
| RO | Dealing in securities | 2021-04-27 | 2022-09-02 | |
| Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-11-16 | 2020-04-02 |
| Changjiang Asset Management (HK) Limited | RO | Advising on securities | 2016-04-06 | 2020-04-02 |
| RO | Asset management | 2016-04-06 | 2020-04-02 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2012-04-05 | 2016-01-15 |
| BOCOM International Asset Management Limited | RO | Asset management | 2010-05-31 | 2016-01-15 |
| Rep | Asset management | 2010-04-19 | 2010-05-31 | |
| CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2008-04-30 | 2010-03-26 |
| Rep | Asset management | 2007-05-16 | 2010-03-26 | |
| Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-08-10 | 2007-03-02 |
| Rep | Asset management | 2006-08-10 | 2007-03-02 |
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