Personnel Hong Kong SFC License Details (ID 72130)

Personnel Hong Kong SFC License Details (ID 72130)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	RO	Advising on securities	2018-09-19	2026-08-06
	RO	Dealing in securities	2018-09-19	2026-08-06
	Rep	Dealing in securities	2016-02-05	2018-09-19
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2016-02-05	2021-05-27
BOCOM International Asset Management Limited	Rep	Advising on securities	2015-10-06	2018-09-19
	RO	Asset management	2012-04-23	2026-08-06
BOCOM International Securities Limited	Rep	Dealing in securities	2012-03-22	2021-05-27
BOCOM International Asset Management Limited	Rep	Asset management	2008-03-10	2012-04-23