Personnel Hong Kong SFC License Details (ID 72145)

Personnel Hong Kong SFC License Details (ID 72145)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BSI Investment Advisors (Hong Kong) Limited	Rep	Asset management	2011-05-19	2013-01-08
	Rep	Advising on securities	2011-04-18	2014-01-31
	Rep	Dealing in securities	2011-04-18	2014-01-31
Amova Asset Management Hong Kong Limited	RO	Advising on securities	2005-08-24	2006-08-08
	RO	Asset management	2005-08-24	2006-08-08
	Rep	Advising on securities	2004-08-27	2005-08-24
	Rep	Asset management	2004-08-27	2005-08-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-05
	Rep	Advising on futures contracts	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31