Lau, Ringo Ka Chun 劉家俊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-12	2025-06-30
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2011-02-08	2011-11-21
	Rep	Asset management	2011-02-08	2011-11-21
	Rep	Dealing in securities	2011-02-08	2011-11-21
AIA WEALTH MANAGEMENT COMPANY LIMITED	RO	Asset management	2003-09-23	2009-05-01
	RO	Advising on securities	2003-09-23	2009-05-15
	RO	Dealing in securities	2003-09-23	2009-05-15
	Rep	Advising on corporate finance	-	2003-06-11
	Rep	Advising on securities	-	2003-09-23
	Rep	Asset management	-	2003-09-23
	Rep	Dealing in securities	-	2003-09-23

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2019-08-12	2025-06-30
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2011-02-08	2011-11-21
	Rep	Asset management	2011-02-08	2011-11-21
	Rep	Dealing in securities	2011-02-08	2011-11-21
AIA WEALTH MANAGEMENT COMPANY LIMITED	RO	Asset management	2003-09-23	2009-05-01
	RO	Advising on securities	2003-09-23	2009-05-15
	RO	Dealing in securities	2003-09-23	2009-05-15
	Rep	Advising on corporate finance	-	2003-06-11
	Rep	Advising on securities	-	2003-09-23
	Rep	Asset management	-	2003-09-23
	Rep	Dealing in securities	-	2003-09-23