Personnel Hong Kong SFC License Details (ID 72152)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AESOP ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-06-07	-
	RO	Asset management	2017-06-07	-
Wise Torch Investments Limited	Rep	Advising on securities	2017-03-20	2017-06-01
	RO	Advising on securities	2016-11-30	2017-03-20
	RO	Asset management	2016-11-30	2017-06-01
HONGKONG BAY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-04-18	2016-11-29
	Rep	Asset management	2016-04-18	2016-11-29
BSI Investment Advisors (Hong Kong) Limited	Rep	Asset management	2010-12-06	2011-10-19
	Rep	Advising on securities	2010-12-06	2014-01-31
	Rep	Dealing in securities	2010-12-06	2014-01-31
LBN Advisers Limited	Rep	Asset management	2009-10-09	2010-04-19
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2009-04-15	2009-09-18
	Rep	Asset management	2009-04-15	2009-09-18
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	Rep	Advising on futures contracts	2006-10-19	2008-12-31
	Rep	Asset management	2006-10-19	2008-12-31
	Rep	Advising on securities	2006-08-24	2008-12-31
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2004-02-24	2006-08-11
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2003-08-28	2004-01-28
Mason Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-06
	Rep	Advising on securities	2003-04-01	2003-06-06
	Rep	Asset management	2003-04-01	2003-06-06