Personnel Hong Kong SFC License Details (ID 72162)

Personnel Hong Kong SFC License Details (ID 72162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAIIS Limited	Rep	Advising on securities	2013-03-05	2018-02-01
	Rep	Dealing in securities	2013-03-05	2018-02-01
BSI Investment Advisors (Hong Kong) Limited	Rep	Asset management	2010-11-01	2011-10-19
	Rep	Advising on securities	2010-11-01	2013-01-12
	Rep	Dealing in securities	2010-11-01	2013-01-12
GENERALI INVESTMENTS ASIA LIMITED	Rep	Advising on securities	2009-02-26	2010-11-01
	Rep	Asset management	2009-02-26	2010-11-01
	Rep	Dealing in futures contracts	2009-02-26	2010-11-01
	Rep	Dealing in securities	2009-02-26	2010-11-01
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2005-05-18	2006-09-27