Personnel Hong Kong SFC License Details (ID 72163)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Annum Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-08-07	-
	Rep	Asset management	2023-08-07	-
	Rep	Dealing in securities	2023-08-07	-
YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2021-08-13	2021-12-13
	Rep	Asset management	2021-08-13	2021-12-13
	Rep	Dealing in securities	2021-08-13	2021-12-13
BIL Wealth Management Limited	Rep	Asset management	2020-03-17	2020-09-21
	Rep	Advising on securities	2019-10-03	2020-09-21
	Rep	Dealing in securities	2019-10-03	2020-09-21
ROTHSCHILD &AMP; CO WEALTH MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2018-10-24	2019-06-11
	RO	Dealing in securities	2018-10-24	2019-06-11
	Rep	Advising on securities	2018-04-06	2018-10-24
	Rep	Dealing in securities	2018-04-06	2018-10-24
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2011-05-17	2013-07-23
	Rep	Asset management	2011-05-17	2014-01-31
	Rep	Dealing in securities	2011-05-17	2014-01-31
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2007-10-02	2010-09-28
	Rep	Advising on securities	2007-10-02	2010-09-28
	Rep	Dealing in securities	2007-10-02	2010-09-28
MIS SERVICES LIMITED (d2019-06-01)	Rep	Asset management	2003-04-01	2005-04-18