Personnel Hong Kong SFC License Details (ID 72165)

Personnel Hong Kong SFC License Details (ID 72165)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JVSakk Asia Limited	Rep	Dealing in securities	2014-09-10	2021-12-31
JVSakk Asset Management Limited	Rep	Advising on securities	2014-09-10	2021-12-31
	Rep	Asset management	2014-09-10	2021-12-31
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2010-11-15	2012-03-31
	Rep	Dealing in securities	2010-11-15	2012-03-31
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2008-02-28	2010-10-23
	Rep	Advising on securities	2008-01-16	2010-10-23
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on futures contracts	2007-04-24	2008-01-08
	Rep	Advising on securities	2007-04-24	2008-01-08
	Rep	Asset management	2007-04-24	2008-01-08
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-08-13	2006-02-20
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-08-13	2006-02-20