Personnel Hong Kong SFC License Details (ID 72172)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Advising on securities	2013-09-04	2014-06-03
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-06-23	2013-06-01
CASH Wealth Management Limited	Rep	Advising on securities	2009-05-25	2013-06-01
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-12-09	2009-03-26