Wong, Cindy Yeuk Wing 王若頴

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Profit Capital Limited	RO	Advising on securities	2019-12-16	-
	RO	Asset management	2019-12-16	-
	RO	Dealing in securities	2019-12-16	-
RuiLian Financial Group Company Limited	RO	Advising on securities	2017-01-23	2019-03-31
	RO	Asset management	2017-01-23	2019-03-31
	RO	Dealing in securities	2017-01-23	2019-03-31
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-09-26	2015-05-11
	Rep	Asset management	2013-09-26	2015-05-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-09-26	2015-05-11
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2012-07-18	2013-08-22
CASH Wealth Management Limited	Rep	Asset management	2011-03-18	2013-08-22
	Rep	Advising on securities	2009-06-19	2013-08-22
Broadway Wealth Management Limited	Rep	Advising on securities	2009-05-21	2009-05-26
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2005-12-07	2008-06-27
	Rep	Advising on securities	2005-12-07	2008-06-27
	Rep	Dealing in securities	2005-12-07	2008-06-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Profit Capital Limited	RO	Advising on securities	2019-12-16	-
	RO	Asset management	2019-12-16	-
	RO	Dealing in securities	2019-12-16	-
RuiLian Financial Group Company Limited	RO	Advising on securities	2017-01-23	2019-03-31
	RO	Asset management	2017-01-23	2019-03-31
	RO	Dealing in securities	2017-01-23	2019-03-31
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-09-26	2015-05-11
	Rep	Asset management	2013-09-26	2015-05-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-09-26	2015-05-11
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2012-07-18	2013-08-22
CASH Wealth Management Limited	Rep	Asset management	2011-03-18	2013-08-22
	Rep	Advising on securities	2009-06-19	2013-08-22
Broadway Wealth Management Limited	Rep	Advising on securities	2009-05-21	2009-05-26
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on futures contracts	2005-12-07	2008-06-27
	Rep	Advising on securities	2005-12-07	2008-06-27
	Rep	Dealing in securities	2005-12-07	2008-06-27