Personnel SFC Licences and HKMA Registrations (ID 72187)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CASH Wealth Management Limited	Rep	Advising on securities	2019-11-18	-
	Rep	Asset management	2019-11-18	-
	Rep	Dealing in securities	2019-11-18	-
	RO	Advising on securities	2017-02-22	2019-11-18
	RO	Asset management	2017-02-22	2019-11-18
	RO	Dealing in securities	2017-02-22	2019-11-18
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-08-08	2025-05-22
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2010-03-11	-
CASH Wealth Management Limited	Rep	Asset management	2009-06-12	2017-02-22
	Rep	Advising on securities	2007-07-31	2017-02-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.