| COS-Capital Hong Kong International Co. Limited | RO | Advising on securities | 2026-02-11 | - |
| RO | Asset management | 2026-02-11 | - |
| RO | Dealing in securities | 2026-02-11 | - |
| Greentech Technology Asset Management Company Limited | RO | Advising on securities | 2024-04-12 | 2024-11-11 |
| RO | Asset management | 2024-04-12 | 2024-11-11 |
| RO | Dealing in securities | 2024-04-12 | 2024-11-11 |
| Wealthy Securities Limited | Rep | Advising on securities | 2023-10-13 | 2023-10-13 |
| Rep | Asset management | 2023-10-13 | 2023-10-13 |
| Rep | Dealing in securities | 2023-10-13 | 2023-10-13 |
| RO | Advising on securities | 2023-10-13 | 2024-03-01 |
| RO | Asset management | 2023-10-13 | 2024-03-01 |
| RO | Dealing in securities | 2023-10-13 | 2024-03-01 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2021-08-04 | 2023-03-22 |
| Rep | Dealing in securities | 2021-08-04 | 2023-03-22 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-01-18 | 2021-01-31 |
| RO | Dealing in securities | 2018-01-18 | 2021-01-31 |
| Rep | Advising on securities | 2017-04-03 | 2018-01-18 |
| Rep | Dealing in securities | 2017-04-03 | 2018-01-18 |
| RO | Asset management | 2015-06-17 | 2021-01-31 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-06-30 | 2017-04-03 |
| Rep | Dealing in securities | 2014-06-30 | 2017-04-03 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2014-03-07 | 2014-06-23 |
| Rep | Advising on corporate finance | 2011-08-08 | 2014-06-23 |
| RO | Advising on corporate finance | 2010-05-13 | 2011-08-08 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-04-23 | 2014-02-12 |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Dealing in securities | 2006-08-31 | 2006-11-22 |
| RO | Advising on corporate finance | 2004-12-08 | 2006-11-22 |
| Rep | Advising on corporate finance | 2004-10-21 | 2004-12-08 |
| Rep | Dealing in securities | 2004-10-21 | 2006-08-31 |
| KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2004-06-24 | 2004-10-06 |
| Rep | Advising on corporate finance | 2004-02-20 | 2004-06-24 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on corporate finance | 2004-02-20 | 2004-10-06 |
| Rep | Dealing in securities | 2004-02-20 | 2004-10-06 |
| Rep | Advising on corporate finance | 2003-09-08 | 2004-02-20 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2003-05-07 | 2003-08-07 |