Ho, David Siu Kee 何紹基

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COS-Capital Hong Kong International Co. Limited	RO	Advising on securities	2026-02-11	-
	RO	Asset management	2026-02-11	-
	RO	Dealing in securities	2026-02-11	-
Greentech Technology Asset Management Company Limited	RO	Advising on securities	2024-04-12	2024-11-11
	RO	Asset management	2024-04-12	2024-11-11
	RO	Dealing in securities	2024-04-12	2024-11-11
Wealthy Securities Limited	Rep	Advising on securities	2023-10-13	2023-10-13
	Rep	Asset management	2023-10-13	2023-10-13
	Rep	Dealing in securities	2023-10-13	2023-10-13
	RO	Advising on securities	2023-10-13	2024-03-01
	RO	Asset management	2023-10-13	2024-03-01
	RO	Dealing in securities	2023-10-13	2024-03-01
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2021-08-04	2023-03-22
	Rep	Dealing in securities	2021-08-04	2023-03-22
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-01-18	2021-01-31
	RO	Dealing in securities	2018-01-18	2021-01-31
	Rep	Advising on securities	2017-04-03	2018-01-18
	Rep	Dealing in securities	2017-04-03	2018-01-18
	RO	Asset management	2015-06-17	2021-01-31
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2014-06-30	2017-04-03
	Rep	Dealing in securities	2014-06-30	2017-04-03
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2014-03-07	2014-06-23
	Rep	Advising on corporate finance	2011-08-08	2014-06-23
	RO	Advising on corporate finance	2010-05-13	2011-08-08
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2008-04-23	2014-02-12
CCB INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2006-08-31	2006-11-22
	RO	Advising on corporate finance	2004-12-08	2006-11-22
	Rep	Advising on corporate finance	2004-10-21	2004-12-08
	Rep	Dealing in securities	2004-10-21	2006-08-31
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2004-06-24	2004-10-06
	Rep	Advising on corporate finance	2004-02-20	2004-06-24
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on corporate finance	2004-02-20	2004-10-06
	Rep	Dealing in securities	2004-02-20	2004-10-06
	Rep	Advising on corporate finance	2003-09-08	2004-02-20
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2003-05-07	2003-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.