Personnel Hong Kong SFC License Details (ID 72203)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-07-12	2017-05-17
	Rep	Asset management	2016-07-12	2017-05-17
SHENG YUAN SECURITIES LIMITED	Rep	Dealing in securities	2016-07-12	2017-05-17
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2014-07-25	2016-01-16
	RO	Dealing in securities	2014-07-25	2016-01-16
	RO	Advising on securities	2011-08-30	2012-02-29
	RO	Asset management	2010-11-17	2016-01-16
	Rep	Asset management	2010-08-02	2010-11-17