Personnel Hong Kong SFC License Details (ID 72205)

Personnel Hong Kong SFC License Details (ID 72205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-12-27	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2018-12-27	-
	Rep	Dealing in securities	2018-12-27	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2015-07-03	2018-12-07
	Rep	Advising on corporate finance	2014-02-21	2018-12-07
	Rep	Dealing in securities	2014-02-21	2018-12-07
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2010-01-05	2014-01-27
	Rep	Asset management	2006-07-10	2008-10-15
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-17	2006-05-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-05-17	2006-05-27