Fan, Carol 范嘉琳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2015-11-17	2016-09-20
	Rep	Dealing in securities	2013-09-13	2016-09-20
	Rep	Asset management	2011-08-05	2015-11-17
	Rep	Advising on securities	2011-08-05	2016-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2015-11-17	2016-09-20
	Rep	Dealing in securities	2013-09-13	2016-09-20
	Rep	Asset management	2011-08-05	2015-11-17
	Rep	Advising on securities	2011-08-05	2016-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.