Personnel Hong Kong SFC License Details (ID 72220)

Personnel Hong Kong SFC License Details (ID 72220)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2014-03-27	2021-05-04
	RO	Asset management	2014-03-27	2021-05-04
	RO	Dealing in securities	2014-03-27	2021-05-04
	Rep	Dealing in securities	2013-06-17	2014-03-27
	Rep	Advising on securities	2010-12-07	2014-03-27
	Rep	Asset management	2010-12-07	2014-03-27
GENERALI INVESTMENTS ASIA LIMITED	Rep	Dealing in futures contracts	2008-08-29	2010-07-23
	Rep	Advising on futures contracts	2008-05-22	2010-07-23
	Rep	Advising on securities	2008-05-22	2010-07-23
	Rep	Dealing in securities	2008-05-22	2010-07-23