Personnel Hong Kong SFC License Details (ID 72225)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changchun Securities Limited	RO	Dealing in securities	2021-12-24	2026-06-30
	RO	Advising on securities	2021-09-24	2026-06-30
	RO	Asset management	2021-09-24	2026-06-30
	Rep	Advising on securities	2021-09-16	2021-09-24
	Rep	Asset management	2021-09-16	2021-09-24
VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-01-05	2021-07-31
	RO	Asset management	2021-01-05	2021-07-31
Dongxing Securities (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2019-07-23	2020-09-09
	RO	Asset management	2019-07-23	2020-09-09
	Rep	Advising on securities	2019-06-14	2019-07-23
	Rep	Asset management	2019-06-14	2019-07-23
Holly International Asset Management Company Limited	RO	Advising on securities	2018-08-28	2019-05-09
	RO	Asset management	2018-08-28	2019-05-09
PLATFORM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-09-07	2017-10-31
	RO	Asset management	2015-06-26	2017-10-31
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-11-24	2015-06-25
	Rep	Asset management	2008-10-13	2015-06-25
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-10-25	2008-08-30
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2007-10-25	2008-08-30
	Rep	Dealing in securities	2006-04-19	2008-08-30
	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Advising on securities	-	2004-01-05
	Rep	Asset management	-	2006-04-19
KINGSWAY UNIT TRUST MANAGERS LIMITED	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Advising on securities	-	2004-01-05
	Rep	Asset management	-	2004-02-13