Personnel Hong Kong SFC License Details (ID 72226)

Personnel Hong Kong SFC License Details (ID 72226)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIX Asia Asset Management Limited	RO	Advising on securities	2023-01-09	-
	RO	Asset management	2023-01-09	-
	RO	Dealing in securities	2023-01-09	-
Greater Bay Area Development Fund Management Limited	RO	Advising on securities	2019-04-15	2022-10-20
	RO	Asset management	2019-04-15	2022-10-20
	RO	Dealing in securities	2019-04-15	2022-10-20
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2012-08-31	2019-02-01
	Rep	Advising on securities	2011-07-05	2019-02-01
	Rep	Asset management	2010-12-15	2019-02-01