Personnel Hong Kong SFC License Details (ID 72227)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Sunrise Asset Management Limited	RO	Advising on securities	2023-02-08	-
	RO	Asset management	2023-02-08	-
	RO	Dealing in securities	2023-02-08	2023-11-06
China Sunrise Securities (International) Limited	RO	Advising on securities	2023-02-08	-
	RO	Dealing in securities	2023-02-08	-
China Sunrise Asset Management Limited	Rep	Advising on securities	2023-01-13	2023-02-08
	Rep	Asset management	2023-01-13	2023-02-08
China Sunrise Securities (International) Limited	Rep	Advising on securities	2023-01-13	2023-02-08
GF Asset Management (Hong Kong) Limited	RO	Advising on securities	2021-10-04	2022-10-14
	RO	Asset management	2021-10-04	2022-10-14
Dongxing Securities (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2017-02-08	2021-06-14
	RO	Asset management	2017-02-08	2021-06-14
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2012-10-18	2016-08-09
	RO	Advising on securities	2012-06-20	2016-08-09
	RO	Asset management	2012-06-20	2016-08-09
	Rep	Advising on securities	2009-11-24	2012-06-20
	Rep	Asset management	2009-04-30	2012-06-20
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2006-09-22	2008-11-14
	Rep	Asset management	2006-09-22	2008-11-14
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2006-09-22	2008-11-14