Personnel Hong Kong SFC License Details (ID 72245)

Personnel Hong Kong SFC License Details (ID 72245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELL KING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-07-09	2021-02-08
	RO	Asset management	2019-07-09	2021-02-08
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2015-04-30	2016-05-01
	RO	Asset management	2015-04-30	2016-05-01
	RO	Dealing in securities	2015-04-30	2016-05-01
	RO	Advising on securities	2012-06-20	2014-03-06
	RO	Asset management	2012-06-20	2014-03-06
	RO	Dealing in securities	2012-06-20	2014-03-06
	RO	Advising on securities	2011-09-21	2012-03-21
	RO	Asset management	2011-09-21	2012-03-21
	Rep	Advising on securities	2011-07-14	2011-09-21
	Rep	Asset management	2011-07-14	2011-09-21
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2010-07-16	2011-07-12
	Rep	Dealing in securities	2010-07-16	2011-07-12