Personnel SFC Licences and HKMA Registrations (ID 72246)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Asset Management Limited	RO	Advising on futures contracts	2021-12-13	2022-08-31
	RO	Advising on securities	2021-06-24	-
	RO	Asset management	2021-06-24	-
	RO	Advising on securities	2020-07-20	2021-03-20
	RO	Asset management	2020-07-20	2021-03-20
	Rep	Advising on securities	2020-05-20	2020-07-20
	Rep	Asset management	2020-05-20	2020-07-20
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2013-09-13	2020-05-09
	Rep	Advising on securities	2013-08-14	2020-05-09
	Rep	Asset management	2011-04-28	2020-05-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.