| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DATANG FINANCIAL HOLDING CO., LIMITED | Rep | Advising on securities | 2026-10-15 | - |
| Rep | Asset management | 2026-10-15 | - | |
| IMO Asset Management Limited | RO | Advising on securities | 2020-08-25 | 2023-11-30 |
| RO | Asset management | 2020-08-25 | 2023-11-30 | |
| Rep | Advising on securities | 2020-07-28 | 2020-08-25 | |
| Rep | Asset management | 2020-07-28 | 2020-08-25 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-10-28 | 2018-07-07 |
| RO | Asset management | 2016-10-28 | 2018-07-07 | |
| RO | Dealing in securities | 2016-10-28 | 2018-07-07 | |
| Rep | Advising on securities | 2015-12-21 | 2016-10-28 | |
| Rep | Asset management | 2015-12-21 | 2016-10-28 | |
| Rep | Dealing in securities | 2015-12-21 | 2016-10-28 | |
| XinKong International Asset Management Limited | Rep | Asset management | 2015-10-30 | 2015-11-23 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-01-16 | 2015-04-28 |
| Rep | Asset management | 2015-01-16 | 2015-04-28 | |
| Rep | Dealing in securities | 2015-01-16 | 2015-04-28 | |
| RO | Advising on securities | 2012-10-05 | 2015-01-16 | |
| RO | Asset management | 2012-10-05 | 2015-01-16 | |
| RO | Dealing in securities | 2012-10-05 | 2015-01-16 | |
| Rep | Dealing in securities | 2012-04-27 | 2012-10-05 | |
| Rep | Advising on securities | 2011-08-22 | 2012-10-05 | |
| Rep | Asset management | 2011-08-22 | 2012-10-05 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-10-07 | 2011-08-17 |
| Rep | Dealing in securities | 2010-10-07 | 2011-08-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-07-16 | 2008-10-31 |
| Rep | Advising on securities | 2007-07-16 | 2008-10-31 | |
| Rep | Dealing in securities | 2007-07-16 | 2008-10-31 |
No HKMA registrations in the collected records.