Personnel Hong Kong SFC License Details (ID 72248)

Personnel Hong Kong SFC License Details (ID 72248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Asset Management Limited	RO	Advising on securities	2021-05-26	-
	RO	Asset management	2019-09-20	-
SBI China Capital Financial Services Limited	RO	Advising on securities	2019-05-17	-
	RO	Asset management	2019-05-17	-
	Rep	Dealing in securities	2016-01-25	-
	Rep	Advising on securities	2016-01-25	2019-05-17
	Rep	Asset management	2016-01-25	2019-05-17
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2014-03-07	2015-08-01
	Rep	Advising on securities	2011-07-19	2015-08-01
	Rep	Asset management	2011-07-19	2015-08-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2010-08-09	2011-05-18