Personnel Hong Kong SFC License Details (ID 72256)

Personnel Hong Kong SFC License Details (ID 72256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central China International Securities Co., Limited	RO	Advising on securities	2022-11-10	-
	RO	Dealing in securities	2022-11-10	-
	Rep	Advising on securities	2022-07-14	2022-11-10
	Rep	Dealing in securities	2022-07-14	2022-11-10
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2018-02-22	2022-04-28
	RO	Advising on securities	2017-05-17	2022-04-28
	RO	Dealing in securities	2017-05-17	2022-04-28
	Rep	Advising on securities	2016-10-24	2017-05-17
	Rep	Dealing in securities	2016-10-24	2017-05-17
	Rep	Asset management	2016-10-24	2018-02-22
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2014-07-10	2018-02-01
	RO	Dealing in securities	2014-07-10	2018-02-01
	Rep	Advising on securities	2014-03-26	2014-07-10
	Rep	Dealing in securities	2014-03-26	2014-07-10
CCB INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2010-11-23	2013-06-19
	RO	Dealing in securities	2009-06-18	2009-12-18
	RO	Advising on corporate finance	2008-05-16	2013-06-19
	Rep	Advising on corporate finance	2007-04-24	2008-05-16