Personnel Hong Kong SFC License Details (ID 72257)

Personnel Hong Kong SFC License Details (ID 72257)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2008-11-13	2023-11-13
	Rep	Dealing in securities	2006-09-25	2008-11-13
	RO	Advising on corporate finance	2006-09-25	2023-11-13
	Rep	Advising on corporate finance	2006-07-20	2006-09-25
KGI CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2006-01-23	2006-06-16
	Rep	Advising on corporate finance	2005-11-22	2006-01-23
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Dealing in securities	2004-04-26	2005-11-16
	Rep	Advising on corporate finance	2004-03-15	2005-11-16
JS CRESVALE CAPITAL LIMITED	Rep	Advising on corporate finance	2003-06-25	2004-02-11
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2003-06-25	2004-02-11
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	-	2003-06-20
	Rep	Asset management	-	2003-06-20
	Rep	Advising on corporate finance	-	2003-06-24