Personnel Hong Kong SFC License Details (ID 72258)

Personnel Hong Kong SFC License Details (ID 72258)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huafu International Finance Limited	RO	Advising on corporate finance	2025-12-19	-
Huafu International Securities Limited	RO	Dealing in securities	2025-12-19	-
PULSAR CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2017-03-01	2025-12-10
	RO	Dealing in securities	2017-03-01	2025-12-10
AUSTRAX CAPITAL LIMITED	RO	Advising on corporate finance	2016-09-01	2017-01-27
	RO	Dealing in securities	2016-09-01	2017-01-27
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2014-01-07	2016-08-22
	RO	Dealing in securities	2014-01-07	2016-08-22
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2009-08-11	2013-06-21
	RO	Dealing in securities	2008-03-14	2008-09-14
	RO	Advising on corporate finance	2008-03-14	2013-06-21
	Rep	Dealing in securities	2006-07-19	2008-03-14
	Rep	Advising on corporate finance	2006-07-14	2008-03-14
Mason Securities Limited	Rep	Advising on corporate finance	2005-02-21	2006-06-21
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-29
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30