Personnel SFC Licences and HKMA Registrations (ID 72261)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2022-12-15	-
	Rep	Advising on securities	2018-08-15	2022-12-15
	RO	Advising on corporate finance	2013-09-26	-
	RO	Dealing in securities	2013-09-26	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2013-09-26	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-09-09	2013-09-26
	Rep	Dealing in securities	2013-09-09	2013-09-26
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-09-09	2013-09-26
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2011-08-03	2013-08-15
	Rep	Dealing in securities	2006-07-17	2013-08-15
	Rep	Advising on corporate finance	2006-07-07	2011-08-03
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2003-04-01	2006-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.