Personnel Hong Kong SFC License Details (ID 72262)

Personnel Hong Kong SFC License Details (ID 72262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED	RO	Advising on securities	2019-08-19	2020-01-10
	RO	Dealing in securities	2019-08-19	2020-01-10
	RO	Asset management	2018-09-21	2020-01-10
	Rep	Asset management	2018-08-06	2018-09-21
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2013-03-26	2017-08-01
	Rep	Advising on securities	2013-03-26	2017-08-01
	Rep	Dealing in securities	2013-03-26	2017-08-01
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-04-27	2012-06-28
	Rep	Asset management	2012-04-27	2012-06-28
	Rep	Dealing in securities	2012-04-27	2012-06-28
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-15	2012-01-31
	Rep	Dealing in securities	2010-01-15	2012-01-31