Personnel Hong Kong SFC License Details (ID 72270)

Personnel Hong Kong SFC License Details (ID 72270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2020-04-07	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2020-03-16	-
	Rep	Dealing in securities	2020-03-16	-
BOCOM International Securities Limited	Rep	Dealing in securities	2020-03-16	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2018-07-16	2020-01-29
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2018-05-02	2020-01-29
	Rep	Dealing in securities	2018-05-02	2020-01-29
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2014-06-23	2018-04-06
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-02-24	2015-05-12
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-02-05	2018-04-06
	Rep	Dealing in securities	2008-01-22	2018-04-06
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-07-25	2008-01-07