Personnel Hong Kong SFC License Details (ID 72274)

Personnel Hong Kong SFC License Details (ID 72274)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-04-27	2021-01-31
	RO	Dealing in securities	2018-04-27	2021-01-31
	Rep	Advising on securities	2016-05-27	2018-04-27
	Rep	Dealing in securities	2016-05-27	2018-04-27
	Rep	Asset management	2016-05-27	2021-01-31
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2014-12-01	2015-07-03
	Rep	Asset management	2014-12-01	2015-07-03
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2014-05-26	2014-11-18
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-01-14	2014-11-18
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-07-26	2014-11-18
	Rep	Dealing in securities	2010-07-26	2014-11-18
FUBON CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2010-05-10	2010-06-30
	Rep	Advising on securities	2010-05-10	2010-06-30
	Rep	Dealing in securities	2010-05-10	2010-06-30