Personnel Hong Kong SFC License Details (ID 72277)

Personnel Hong Kong SFC License Details (ID 72277)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mulana Investment Management Limited	Rep	Dealing in securities	2025-01-27	-
CMB International Capital Limited	Rep	Advising on corporate finance	2021-08-25	2024-12-05
	Rep	Dealing in securities	2021-08-25	2024-12-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-02-10	2021-05-05
	Rep	Dealing in securities	2020-02-10	2021-05-05
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-06	2021-05-05
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2013-06-20	2017-08-11
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-09-09	2013-06-08
	Rep	Dealing in securities	2009-09-09	2013-06-08