Personnel Hong Kong SFC License Details (ID 72279)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2013-07-10	2014-07-18
	Rep	Dealing in securities	2013-07-10	2014-07-18
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-08-01	2013-06-21
	Rep	Dealing in securities	2011-08-01	2013-06-21
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2009-03-06	2011-07-11