Personnel Hong Kong SFC License Details (ID 72282)

Personnel Hong Kong SFC License Details (ID 72282)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2017-07-27	-
	RO	Dealing in securities	2017-07-27	-
	Rep	Advising on securities	2015-07-28	-
	Rep	Dealing in securities	2009-08-25	2017-07-27
	Rep	Advising on corporate finance	2007-09-27	2017-07-27
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2007-01-18	2007-09-14
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Advising on corporate finance	2004-05-04	2007-09-14
CSC SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-11-07
	Rep	Advising on corporate finance	2003-04-01	2003-12-29
	Rep	Advising on securities	2003-04-01	2003-12-29
	Rep	Asset management	2003-04-01	2003-12-29
	Rep	Dealing in securities	2003-04-01	2004-04-06