| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2017-07-27 | - |
| RO | Dealing in securities | 2017-07-27 | - | |
| Rep | Advising on securities | 2015-07-28 | - | |
| Rep | Dealing in securities | 2009-08-25 | 2017-07-27 | |
| Rep | Advising on corporate finance | 2007-09-27 | 2017-07-27 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-01-18 | 2007-09-14 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-05-04 | 2007-09-14 |
| CSC SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-11-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-12-29 | |
| Rep | Advising on securities | 2003-04-01 | 2003-12-29 | |
| Rep | Asset management | 2003-04-01 | 2003-12-29 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-06 |
No HKMA registrations in the collected records.