Personnel Hong Kong SFC License Details (ID 72283)

Personnel Hong Kong SFC License Details (ID 72283)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-06-04	2021-06-04
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2017-01-10	2019-07-31
	Rep	Advising on corporate finance	2016-09-27	2017-01-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-09-27	2021-06-04
	Rep	Dealing in securities	2016-09-27	2021-06-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2014-09-22	2016-08-31
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2007-11-30	2014-09-06
	Rep	Advising on corporate finance	2007-10-10	2014-09-06
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2007-05-31	2007-09-04