Personnel Hong Kong SFC License Details (ID 72290)

Personnel Hong Kong SFC License Details (ID 72290)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-02-12	2018-01-04
	Rep	Asset management	2015-10-23	2018-01-04
Adamas Asset Management (HK) Limited	Rep	Asset management	2014-10-13	2015-09-11
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-11-22	2014-08-29
	Rep	Asset management	2012-11-22	2014-08-29
	Rep	Dealing in securities	2012-11-22	2014-08-29
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-08-24	2012-11-07
	Rep	Dealing in securities	2010-08-24	2012-11-07