Personnel Hong Kong SFC License Details (ID 72291)

Personnel Hong Kong SFC License Details (ID 72291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-02-21	2021-01-31
	Rep	Asset management	2018-02-21	2021-01-31
	Rep	Dealing in securities	2018-01-31	2021-01-31
China Everbright Global Investment Advisors Company Limited	Rep	Advising on corporate finance	2013-09-25	2017-09-24
	Rep	Dealing in securities	2013-09-25	2017-09-24
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-08-30	2013-08-19
	Rep	Dealing in securities	2010-08-30	2013-08-19
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2008-03-12	2010-07-17
DBS ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	2007-10-08	2008-02-16
	Rep	Advising on securities	2007-10-08	2008-02-16
	Rep	Dealing in securities	2007-10-08	2008-02-16