Nie, Yang (SFC:AXB905) 聶洋

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-02-28	2015-05-08
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-02-28	2015-05-08
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-03-28	2014-01-19
	Rep	Dealing in securities	2011-03-28	2014-01-19

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-02-28	2015-05-08
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-02-28	2015-05-08
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-03-28	2014-01-19
	Rep	Dealing in securities	2011-03-28	2014-01-19