Personnel Hong Kong SFC License Details (ID 72302)

Personnel Hong Kong SFC License Details (ID 72302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VAST HARBOUR CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2026-06-29	-
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2019-05-22	2026-03-12
	Rep	Advising on corporate finance	2018-04-13	2019-05-22
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2014-08-19	2017-03-09
	Rep	Dealing in securities	2014-08-19	2017-03-09
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-07-21	2014-08-02
	Rep	Dealing in securities	2010-07-21	2014-08-02
Shang International Finance Limited	Rep	Advising on corporate finance	2007-09-14	2010-06-30
	Rep	Advising on securities	2007-09-14	2010-06-30
	Rep	Dealing in securities	2007-09-14	2010-06-30